Financial planners and investment advisers will have developed investment processes to help clients invest successfully.
They may need to demonstrate their chosen process in robust to a variety of parties including:
Clients and potential clients
Regulators
Introducers
Professional Indemnity Insurers
We review your process and create a commentary which includes academic research drawn from published peer reviewed articles to demonstrate the approach taken is sensible.
They may need to demonstrate their chosen process in robust to a variety of parties including:
Clients and potential clients
Regulators
Introducers
Professional Indemnity Insurers
We review your process and create a commentary which includes academic research drawn from published peer reviewed articles to demonstrate the approach taken is sensible.